地理研究 ›› 2017, Vol. 36 ›› Issue (12): 2279-2290.doi: 10.11821/dlyj201712001
• 观点与争鸣 • 下一篇
收稿日期:
2017-05-30
修回日期:
2017-09-07
出版日期:
2017-12-15
发布日期:
2017-12-15
作者简介:
作者简介:尚勇敏(1986- ),男,四川江油人,博士,助理研究员,研究方向为区域经济发展模式创新、生态经济与可持续发展。E-mail:
基金资助:
Yongmin SHANG1(), Gang ZENG2(
)
Received:
2017-05-30
Revised:
2017-09-07
Online:
2017-12-15
Published:
2017-12-15
摘要:
受经济发展条件等复杂因素的影响,区域经济发展模式在不断进行调整与转换。基 于“技术—组织—区域”三位一体理论,分析科技创新促进区域经济发展模式转型的作用和机制,并运用Malmquist指数,研究科技创新在中国区域经济发展模式转型中的作用。研究表明:① 区域经济发展模式转型依赖于技术、组织、区域的共同演化。② 科技创新对区域经济发展模式转型具有积极作用,表现为推动经济发展水平提升和经济结构转型两方面,中国各区域经济发展模式总体上向创新驱动型转变。③ 科技创新对区域经济发展模式转型作用具有不确定性,地方的环境性因素在很大程度上决定创新策略与转型路径,处于不同发展阶段、具有不同资源禀赋的区域其科技创新重点也不同。中西部地区经济较落后,依靠技术引进、加强创新合作等外生力量是其最优选择;经济发展水平较高的东部地区应重视知识创新与积累,寻求原创性技术创新,增强内生创新能力。
尚勇敏, 曾刚. 科技创新推动区域经济发展模式转型:作用和机制[J]. 地理研究, 2017, 36(12): 2279-2290.
Yongmin SHANG, Gang ZENG. The role and mechanism of scientific and technological innovation in promoting the transformation of regional economic development models[J]. GEOGRAPHICAL RESEARCH, 2017, 36(12): 2279-2290.
表2
1997-2014年各模式平均Malmquist生产率指数及其分解"
年份 | 技术效率 | 技术进步 | 纯技术效率 | 规模效率 | TFP | 年份 | 技术效率 | 技术进步 | 纯技术效率 | 规模效率 | TFP |
---|---|---|---|---|---|---|---|---|---|---|---|
97-98 | 0.964 | 1.152 | 0.969 | 0.995 | 1.111 | 06-07 | 0.981 | 1.137 | 1.005 | 0.977 | 1.115 |
98-99 | 0.954 | 1.141 | 0.960 | 0.994 | 1.088 | 07-08 | 0.966 | 1.163 | 1.021 | 0.947 | 1.125 |
99-00 | 0.968 | 1.174 | 0.972 | 0.996 | 1.136 | 08-09 | 0.956 | 1.053 | 0.996 | 0.961 | 1.007 |
00-01 | 0.974 | 1.082 | 0.977 | 0.996 | 1.054 | 09-10 | 1.074 | 0.977 | 1.021 | 1.052 | 1.034 |
01-02 | 0.962 | 1.151 | 0.960 | 1.002 | 1.108 | 10-11 | 1.005 | 1.087 | 1.014 | 0.992 | 1.093 |
02-03 | 1.002 | 1.152 | 0.986 | 1.017 | 1.155 | 11-12 | 0.983 | 1.050 | 1.004 | 0.979 | 1.032 |
03-04 | 0.964 | 1.184 | 0.969 | 0.995 | 1.141 | 12-13 | 0.993 | 1.033 | 1.015 | 0.978 | 1.025 |
04-05 | 1.008 | 0.970 | 0.995 | 1.013 | 0.978 | 13-14 | 0.989 | 1.027 | 0.989 | 0.999 | 1.016 |
05-06 | 0.998 | 1.107 | 0.991 | 1.007 | 1.104 | 平均 | 0.985 | 1.085 | 0.991 | 0.994 | 1.066 |
[1] |
杨永春. 中国模式:转型期混合制度“生产”了城市混合空间结构. 地理研究, 2015, 34(11): 2021-2034.
doi: 10.11821/dlyj201511002 |
[Yang Yongchun.Chinese cities in transition: Mixed spatial structures produced by a hybrid institutional model. Geographical Research, 2015, 34(11): 2021-2034.]
doi: 10.11821/dlyj201511002 |
|
[2] |
Huang Z H, Zhang X B, Zhu Y W.The role of clustering in rural industrialization: A case study of the footwear industry in Wenzhou. China Economic Review, 2008, 19(3): 409-420.
doi: 10.1016/j.chieco.2007.11.001 |
[3] |
Lall S, Albaladejo M.China's competitive performance: A threat to East Asian manufactured exports?. World Development, 2004, 32(9): 1441-1466.
doi: 10.1016/j.worlddev.2004.03.006 |
[4] |
Tödtling F, Sedlacek S.Regional economic transformation and the innovation system of Styria. European Planning Studies, 1997, 5(1): 43-63.
doi: 10.1080/09654319708720383 |
[5] |
Singh V P, Allen T.Institutional contexts for scientific innovation and economic transformation. European Planning Studies, 2006, 14(5): 665-679.
doi: 10.1080/09654310500500205 |
[6] |
尤建新, 卢超, 郑海鳌, 等. 创新型城市建设模式分析: 以上海和深圳为例. 中国软科学, 2011, (7): 82-92.
doi: 10.3969/j.issn.1002-9753.2011.07.011 |
[You Jianxin, Lu Chao, Zheng Hai'ao, et al. Analysis of innovative cities' construction patterns: A case study of Shanghai and Shenzhen. China Soft Science, 2011, (7): 82-92.]
doi: 10.3969/j.issn.1002-9753.2011.07.011 |
|
[7] |
张月. 浅析拉美进口替代工业化发展模式. 湖北社会科学, 2008, (8): 102-104.
doi: 10.3969/j.issn.1003-8477.2008.08.029 |
[Zhang Yue.Analysis of import substitution industrialization development model of Latin America. Hubei Social Sciences, 2008, (8): 102-104.]
doi: 10.3969/j.issn.1003-8477.2008.08.029 |
|
[8] | Tödtling F, Trippl M.Regional innovation systems. In: Cooke P, Asheim B T, Boschma R, et al. Handbook of Regional Innovation and Growth. Cheltenham: Edward Elgar, 2011: 455-466. |
[9] | 罗伯特巴罗, 夏威尔·萨拉伊马丁. 经济增长: 第二版. 夏俊, 译. 上海: 格致出版社, 上海人民出版社, 2010. |
[Barro R J, Sala-I-Martin X. Economic growth: 2nd ed. Translated by Xia Jun. Shanghai: Truth & Wisdom Press, Shanghai People's Publishing House, 2010.] | |
[10] |
Chaminade C, Plechero M.Do regions make a difference? Regional innovation systems and global innovation networks in the ICT industry. European Planning Studies, 2015, 23(2): 215-237.
doi: 10.1080/09654313.2013.861806 |
[11] | 路风, 余永定. “双顺差”、能力缺口与自主创新: 转变经济发展方式的宏观和微观视野. 中国社会科学, 2013, (3): 91-114, 207. |
[Lu Feng, Yu Yongding."Double surplus", capability gaps and innovation: A macro- and a micro-perspective on the transformation of the Chinese mode of economic development. Social Science in China, 2013, (3): 91-114, 207.] | |
[12] | Cooke P, Asheim B, Boschma R, et al.Introduction to the handbook of regional innovation and growth. In: Cooke P, Asheim B T, Boschma R, et al. Handbook of Regional Innovation and Growth. Cheltenham: Edward Elgar, 2011: 1-26. |
[13] | 张建伟. 技术创新的经济转型效应. 上海: 华东师范大学博士学位论文, 2012. |
[Zhang Jianwei.The effect of technical innovation on economic transition: An empirical analysis of China. Shanghai: Doctoral Dissertation of East China Normal University, 2012.] | |
[14] | 唐未兵, 傅元海, 王展祥. 技术创新、技术引进与经济增长方式转变. 经济研究, 2014, (7): 31-43. |
[Tang Weibin, Fu Yuanhai, Wang Zhanhai.Technology innovation, technology introduction and transformations of economic growth pattern. Economic Research Journal, 2014, (7): 31-43.] | |
[15] | 李小建. 经济地理学发展审视与新构思. 地理研究, 2013, 32(10): 1865-1877. |
[Li Xiaojian.Development evaluation and new framework proposal of economic geography. Geographical Research, 2013, 32(10): 1865-1877.] | |
[16] | 尚勇敏. 中国区域经济发展模式的演化. 上海: 华东师范大学博士学位论文, 2015. |
[Shang Yongmin.The evolution of China's regional development models. Shanghai: Doctoral Dissertation of East China Normal University, 2015.] | |
[17] | 蹇彪. 区域经济转型的理论与实践研究. 长春: 东北师范大学博士学位论文, 2012. |
[Qian Biao.Theory and practice of regional economic transformation: A case study of Shenyang city, Liaoning (Shenbei) and Panjin City. Changchun: Doctoral Dissertation of North East China Normal University, 2012.] | |
[18] |
尹贻梅, 刘志高, 刘卫东. 路径依赖理论及其地方经济发展隐喻. 地理研究, 2012, 31(5): 782-791.
doi: 10.11821/yj2012050002 |
[Yin Yimei, Liu Zhigao, Liu Weidong.Path-dependence and its implication for regional development. Geographical Research, 2012, 31(5): 782-791.]
doi: 10.11821/yj2012050002 |
|
[19] |
孟召宜, 渠爱雪, 李红瑞. 基于文化经济共同演化视角的区域发展模式比较研究: 以江苏省丰县、昆山为例. 地理研究, 2011, 30(12): 2186-2198.
doi: 10.11821/yj2011120006 |
[Meng Zhaoyi, Qu Aixue, Li Hongrui.Comparative study of regional development pattern based on co-evolution of culture and economy: A case study of Fengxian and Kunshan in Jiangsu. Geographical Research, 2011, 30(12): 2186-2198.]
doi: 10.11821/yj2011120006 |
|
[20] | 胡尹燕. 经济转型路径分化及其整合研究. 北京: 经济科学出版社, 2012. |
[Hu Yinyan.Differentiation and Integration of Economic Transition Path. Beijing: Economic Science Press, 2012.] | |
[21] | 梁琦. 知识经济发展的动力: R&D储存与溢出. 南方经济, 1999, (7): 32-34. |
[Liang Qi.The drive of the development of knowledge economy: R&D storage and overflow. South China Journal of Economics, 1999, (7): 32-34.] | |
[22] |
吴传清, 刘方池. 技术创新对区域经济发展的影响. 科技进步与对策, 2003, 20(4): 37-38.
doi: 10.3969/j.issn.1001-7348.2003.04.012 |
[Wu Chuanqing, Liu Fangchi.Impact of technology innovation on regional economic development. Science & Technology Progress and Policy, 2003, 20(4): 37-38.]
doi: 10.3969/j.issn.1001-7348.2003.04.012 |
|
[23] | 约瑟夫·熊彼特. 经济发展理论. 郭武军, 吕阳译. 北京: 华夏出版社, 2015. |
[Schumpeter J.The Theory of Economic Development. Translated by Guo Wujun Lu Yang. Beijing,: Huaxia Publishing House, 2015.] | |
[24] | Storper M.Buzz: Face-to-face contact and the urban economy. Cep Discussion Papers, 2003, 4(4): 351-370. |
[25] | 牛盼强, 谢富纪. 我国三大经济区的工业经济知识基础比较研究. 科学学研究, 2010, 28(2): 221-226. |
[Niu Panqiang, Xie Fuji.A study of knowledge base on economy in our country's three large economic region. Studies in Science of Science, 2010, 28(2): 221-226.] | |
[26] | 王缉慈. 创新的空间: 企业集群与区域发展. 北京: 北京大学出版社, 2001. |
[Wang Jici.Innovative Spaces: Enterprise Clusters and Regional Development. Beijing: Peking University Press, 2001.] | |
[27] |
梁炜, 任保平. 中国经济发展阶段的评价及现阶段的特征分析. 数量经济技术经济研究, 2009, (4): 3-18.
doi: 10.3969/j.issn.1003-5400.2013.03.101 |
[Liang Wei, Ren Baoping.Judgment of China's economic development stages and the analysis of the characters at the current economic development stage. The Journal of Quantitative & Technical Economics, 2009, (4): 3-18.]
doi: 10.3969/j.issn.1003-5400.2013.03.101 |
|
[28] | 熊鸿儒. 突破中国制造业创新的路径依赖. 中国工业评论, 2015, (9): 28-34. |
[Xiong Hongru.Break through the path dependence of China's manufacturing industry innovation, China Industry Review, 2015, (9): 28-34.] | |
[29] | Setterfield M.Rapid Growth and Relative Decline: Modeling Macroeconomic Dynamics with Hysteresis. London: Macmillan, 1996. |
[30] |
高旭东. 自主技术创新从初级阶段走向高级阶段的理论与政策. 技术经济, 2009, 28(6): 1-4.
doi: 10.3969/j.issn.1002-980X.2009.06.001 |
[Gao Xudong.Moving from preliminary stage to advanced stage: Theory and policy of indigenous technological innovation. Technology Economics, 2009, 28(6): 1-4.]
doi: 10.3969/j.issn.1002-980X.2009.06.001 |
|
[31] | 陈雪婷, 宋涛, 蔡建明, 等. 基于DEA和Malmquist的中国城市代谢效率研究. 地理科学, 2015, 35(4): 419-426. |
[Chen Xueting, Song Tao, Cai Jianming, et al.The Chinese urban metabolic efficiencies based on the DEA and Malmquist. Scientia Geographica Sinica, 2015, 35(4): 419-426.] | |
[32] | 曾刚, 尚勇敏, 司月芳. 中国区域经济发展模式演化研究: 以中国16种模式为例. 地理研究, 2015, 34(11): 2005-2020. |
[Zeng Gang, Shang Yongmin, Si Yuefang.The convergent evolution of China's regional economic development models. Geographical Research, 2015, 34(11): 2005-2020.] | |
[33] |
Young A.Gold into base metals: Productivity growth in the People's Republic of China during the reform period. Journal of Political Economy, 2003, 111(6): 1220-1261.
doi: 10.1086/378532 |
[34] |
Hall R E, Jones C I.Why do some countries produce so much more output than others?. The Quarterly Journal of Economics, 1999, 114(1): 83-116.
doi: 10.1162/003355399555954 |
[35] | 颜鹏飞, 王兵. 技术效率、技术进步与生产率增长: 基于DEA的实证分析. 经济研究, 2004, (12): 55-65. |
[Yan Pengfei, Wang Bing.Technical efficiency, technical progress & productivity growth: An empirical analysis based on DEA. Economic Research Journal, 2004, (12): 55-65.] | |
[36] | 郭庆旺, 贾俊雪. 中国全要素生产率的估算: 1979-2004. 经济研究, 2005, (6): 51-60. |
[Guo Qingwang, Jia Junxue.Estimating total factor productivity in China. Economic Research Journal, 2005, (6): 51-60.] | |
[37] |
蔡昉. 中国经济增长如何转向全要素生产率驱动型. 中国社会科学, 2013, (1): 56-71, 206.
doi: 10.3969/j.issn.1001-828X.2014.22.006 |
[Cai Fang.How can Chinese economy achieve the transition toward total factor productivity growth?. Social Science in China, 2013, (1): 56-71, 206.]
doi: 10.3969/j.issn.1001-828X.2014.22.006 |
|
[38] | 刘建国, 李国平, 张军涛, 等. 中国经济效率和全要素生产率的空间分异及其影响. 地理学报, 2012, 67(8): 1069-1084. |
[Liu Jianguo, Li Guoping, Zhang Juntao, et al.Spatial distribution and its affecting factors of economy efficiency and total factor productivity in China: 1990-2009. Acta Geographica Sinica, 2012, 67(8): 1069-1084.] | |
[39] |
Nitschelm D, Cj V D H. Modeling spatial variations of urban growth patterns in Chinese cities: The case of Nanjing. Landscape & Urban Planning, 2009, 91(2): 51-64.
doi: 10.1016/j.landurbplan.2008.11.010 pmid: 945911 |
[40] | Grabher G.The weakness of strong ties: The lock-in of regional development in the Ruhr area. In: Grabher G. The Embedded Firm: On the Socioeconomics of Industrial Networks. London: Routledge, 1993: 255-277. |
[41] | 曹碹玮, 马骏. 资源型区域的创新: 从路径依赖到路径创造. 中国软科学, 2007, (7): 152-157. |
[Cao Xuanwei, Ma Jun.The innovation of the resource-based regions: From path dependence to path creation. China Soft Science, 2007, (7): 152-157.] | |
[42] |
Page S E.Path dependence. Quarterly Journal of Political Science, 2006, 1(1): 87-115.
doi: 10.1561/100.00000006 |
[43] |
Acemoglu D, Johnson S, Robinson J A.The colonial origins of comparative development: An empirical investigation. The American Economic Review, 2001, 91(5): 1369-1401.
doi: 10.1257/aer.102.6.3059 |
[44] | 张复明, 景普秋. 资源型经济的形成: 自强机制与个案研究. 中国社会科学, 2008, (5): 117-130, 207. |
[Zhang Fuming, Jing Puqiu.The self-cumulation mechanism in the development of a resource economy: With a case study. Social Sciences in China, 2008, (5): 117-130, 207.] | |
[45] | 陆大道. 区域发展及其空间结构. 北京: 科学出版社, 1998. |
[Lu Dadao.Regional Development and Spatial Structure. Beijing: Science Press, 1998.] | |
[46] | 杨晓玲. 论内生性技术突破与模仿创新. 天津师范大学学报: 社会科学版, 2006, (5): 17-21. |
[Yang Xiaoling.On the endogenous technological breakthrough and imitating innovation. Journal of Tianjin Normal University: Social Science, 2006, (5): 17-21.] | |
[47] |
王鹏. 基于路径依赖的中部地区自主创新能力提升机制研究. 长沙: 中南大学博士学位论文, 2011.
doi: 10.7666/d.y2198048 |
[Wang Peng.The research of independent innovation capability enhance mechanism of China central region based on path dependence. Changsha: Doctoral Dissertation of Central South University, 2011.]
doi: 10.7666/d.y2198048 |
[1] | 王云, 杨宇, 刘毅. 粤港澳大湾区建设国际科技创新中心的全球视野与理论模式[J]. 地理研究, 2020, 39(9): 1958-1971. |
[2] | 曹宛鹏, 杨永春, 史坤博, 蒋小荣, 王培然. 中国内陆河西五市对外出口的路径演化:类型、过程、特征及驱动机制[J]. 地理研究, 2020, 39(7): 1490-1510. |
[3] | 胡晓辉, 朱晟君, RobertHassink. 超越“演化”:老工业区重构研究进展与范式反思[J]. 地理研究, 2020, 39(5): 1028-1044. |
[4] | 田俊峰, 王彬燕, 程利莎, 王士君. 政策主导下的区域土地利用转型过程与机制——以中国东北地区为例[J]. 地理研究, 2020, 39(4): 805-821. |
[5] | 胡森林, 曾刚, 滕堂伟, 庄良, 刘海猛, 孙蓉. 长江经济带产业的集聚与演化——基于开发区的视角[J]. 地理研究, 2020, 39(3): 611-626. |
[6] | 刘亚香, 李阳兵. 乡村转型背景下贵州坝子土地利用生产功能的空间演变[J]. 地理研究, 2020, 39(2): 430-446. |
[7] | 杨兴柱, 杨周, 朱跃. 世界遗产地乡村聚落功能转型与空间重构——以汤口、寨西和山岔为例[J]. 地理研究, 2020, 39(10): 2214-2232. |
[8] | 胡守庚, 童陆亿, 龙花楼. 论土地利用转型潜力及其评价的理论框架[J]. 地理研究, 2019, 38(6): 1367-1377. |
[9] | 乔伟峰, 戈大专, 高金龙, 卢诚, 黄璐莹. 江苏省乡村地域功能与振兴路径选择研究[J]. 地理研究, 2019, 38(3): 522-534. |
[10] | 杨园园, 臧玉珠, 李进涛. 基于城乡转型功能分区的京津冀乡村振兴模式探析[J]. 地理研究, 2019, 38(3): 684-698. |
[11] | 臧玉珠, 杨园园, 曹智. 大城市郊区乡村转型与重构的典型模式分析——以天津东丽区华明镇为例[J]. 地理研究, 2019, 38(3): 713-724. |
[12] | 苏康传, 杨庆媛, 张佰林, 张忠训. 山区农村土地利用转型与小农经济变迁耦合机理[J]. 地理研究, 2019, 38(2): 399-413. |
[13] | 胡书玲, 余斌, 王明杰. 乡村重构与转型:西方经验及启示[J]. 地理研究, 2019, 38(12): 2833-2845. |
[14] | 李玉恒, 宋传垚, 阎佳玉, 刘彦随. 转型期中国农户生计响应的时空差异及对乡村振兴战略启示[J]. 地理研究, 2019, 38(11): 2595-2605. |
[15] | 杨山, 杨虹霓, 季增民, 于璐璐. 快速城镇化背景下乡村居民生活圈的重组机制——以昆山群益社区为例[J]. 地理研究, 2019, 38(1): 119-132. |
|