地理研究 ›› 2020, Vol. 39 ›› Issue (5): 1056-1069.doi: 10.11821/dlyj020190994
收稿日期:
2019-11-14
修回日期:
2020-01-02
出版日期:
2020-05-20
发布日期:
2020-07-20
通讯作者:
张翌
作者简介:
司月芳(1982-),女,河北黄骅人,副教授,主要从事中国对外直接投资、创新网络和区域经济发展研究。E-mail: yfsi@re.ecnu.edu.cn
基金资助:
SI Yuefang1,2, YAN Liuxia2, ZHANG Yi1,2()
Received:
2019-11-14
Revised:
2020-01-02
Online:
2020-05-20
Published:
2020-07-20
Contact:
ZHANG Yi
摘要:
中资跨国公司研发国际化服务于中国“全面提高开放型经济水平”和“创新驱动发展战略”两大政策方针,是重要的地理学研究前沿。本文系统评述了中资企业研发国际化的定义、理论基础、研究内容、数据和方法,发现基于发达国家跨国公司实践建立起的经典理论还不足以解释中资企业行为。相比于快速发展的中资企业跨国研发活动行为,现有的实证研究存在着研究视角、内容和方法的局限,未来应发扬地理学多尺度研究的优势,综合分析企业研发国际化与区域发展的互动机制;发扬地理学重视区域差异的优势,开展在“一带一路”国家中资企业研发国际化的异质性研究;发扬地理学重视实地调研的优势,综合多种方法和数据的相互印证。
司月芳, 延留霞, 张翌. 中资企业研发国际化研究述评[J]. 地理研究, 2020, 39(5): 1056-1069.
SI Yuefang, YAN Liuxia, ZHANG Yi. Review and prospect of the research on Chinese firms' R&D internationalization[J]. GEOGRAPHICAL RESEARCH, 2020, 39(5): 1056-1069.
表1
中资企业研发国际化测评指标"
研究主题 | 一级指标 | 二级指标 |
---|---|---|
动因 | 经济规模 | 由地区国内生产总值(GDP)衡量 |
与成本和生产要素的质量有关的要素 | 包括劳动力、中间投入和资本 | |
市场可得性 | 距离最近的海港的距离作为区域市场可得性的指标 | |
进入模式 | 建立独立海外研发及技术研发中心 | 建立独立海外研发及技术研发中心数量 |
与海外其他跨国公司、大学及科研院所开展跨国研发联盟活动 | 联合研发项目数量 | |
跨国并购海外子公司 | 并购海外子公司数量或经营规模 | |
区位选择 | 研发动因 | 市场驱动和技术驱动 |
企业微观层面因素 | 企业规模、年龄、性质、行业类别等自身特性 | |
东道国因素 | 东道国的经济发展水平、创新能力、研发资源数量、研发人力成本、知识产权保护政策及制度保障,以及中国与东道国之间的地理距离等 | |
创新绩效 | 投入 | 海外R&D经费支出及其占总R&D经费的比例 |
企业海外R&D机构的数量 | ||
从事R&D工作科技人员的数量 | ||
产出:专利创新 | 企业累计专利申请数 | |
当年专利申请量 | ||
滞后1年的企业专利授予数 | ||
用企业每年新增的专利总数 | ||
发明专利申请量 | ||
专利的前向引用和后向引用 | ||
产出:新产品创新 | 新产品销售收入占全部销售收入的比重达到预期目标 | |
和主要竞争对手相比新产品开发项目是非常成功 | ||
新产品销售额占企业员工总人数的比重 |
表2
中资企业研发国际化主要数据来源和研究方法"
数据来源 | 研究方法 | 典型文献 | |
---|---|---|---|
企业调研 | 资料文献和企业访谈 | 案例研究法 | Fan[ |
基于浙江省认定的高新技术企业收集的问卷调查数据 | 层级回归分析 | 刘洋等[ | |
基于工博会调研数据 | Logistic模型 | 司月芳等[ | |
企业数据库 | 上市企业面板数据 | Logistic模型;负二项回归分析 | 陈衍泰等[ |
Thomson SDC数据库 | 层级回归分析 | Zhang等[ | |
中国创新型企业的面板数据 | 固定效应模型、EGLS估计方法 | 陈岩等[ | |
基于中国科技部提供的400余家高科技企业年度调查数据库 | 双向固定效应模型 | 王晓燕等[ | |
由中国大陆的577个投资项目组成的企业绿地投资数据库、剑桥计量经济学数据库 | 离散选择模型 | Karreman等[ | |
中国商务部对外投资与国际合作司的海外投资企业(机构)登记网站 | 零断尾负二项回归分析方法 | 胡曙虹等[ | |
专利数据 | SIPO数据库 | 社会网络分析法和多元回归方法 | 曾德明等[ |
WIPO数据 | 社会网络分析法和案例分析法 | 司月芳等[ | |
USPTO、EPO和SIPO专利数据 | 广义线性模型、泊松对数模型、负二项模型 | Schaefer等[ |
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